Martin J. Deluca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin J Deluca, who also goes by Martin J Deluca, Martin Joseph Deluca, Marty Deluca, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1987. Martin had worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2018 - July 26, 2024
AVANTAX ADVISORY SERVICES
February 26, 2018 - July 26, 2024
AVANTAX INVESTMENT SERVICES, INC.
April 7, 2014 - February 14, 2018
INVEST FINANCIAL CORPORATION
February 4, 2008 - May 14, 2012
INVEST FINANCIAL CORPORATION
January 25, 2008 - February 14, 2018
INVEST FINANCIAL CORPORATION
January 1, 2004 - January 28, 2008
VOYA FINANCIAL ADVISORS, INC.
February 5, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
August 25, 1988 - January 24, 2003
NYLIFE SECURITIES LLC
August 3, 1987 - July 28, 1988
PAMCO SECURITIES AND INSURANCE SERVICES
April 21, 1987 - August 25, 1987
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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