Howard C. Mcdermid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Calvin Mcdermid II, who also goes by H. Calvin Mcdermid, Howard Calvin Mcdermid II, Howard Calvin Mcdermid, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1987. Howard had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2017 - April 28, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 30, 2017 - April 28, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 7, 2006 - September 13, 2017
OSAIC FS, INC.
October 1, 1997 - September 13, 2017
OSAIC FS, INC.
December 20, 1995 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
March 23, 1990 - February 8, 1995
A. G. EDWARDS & SONS, INC.
February 15, 1988 - April 16, 1990
LEHMAN BROTHERS INC.
May 21, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
