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Gary Steven Williky

CRD# 1660128·Registered 1987 - 1993
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Steven Williky was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1987 - 1993. Gary had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

REYNOLDS KENDRICK STRATTON, INC.·CRD# 10414
BD
July 6, 1993 - October 8, 1993
CHELSEA STREET SECURITIES, INC.·CRD# 17548
BD
April 24, 1991 - June 22, 1993
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
December 11, 1990 - April 23, 1991
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
April 29, 1987 - November 23, 1990

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Current Firm

RK
REYNOLDS KENDRICK STRATTON, INC.

MARKET STREET SECURITIES CORP. | REYNOLDS KENDRICK STRATTON, INC. | OTRA FINANCIAL GROUP, INC. | OTRA CLEARING, INC.

CRD#: 10414 / SEC#: 8-27152
BD
Terminated by SEC on 10/02/1994

Contact Information

Established

Colorado since 08/31/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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