John C. Jaburek
Professional summary
John Charles Jaburek, who also goes by John C Jaburek, John Charles Jaburek Mr, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Itasca, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Jaburek's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Charles Jaburek's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2015 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 500 Park Blvd Ste 160c [satellite], Itasca, IL 60143August 7, 2015 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 500 Park Blvd Ste 160c [satellite], Itasca, IL 60143July 1, 2003 - August 7, 2015
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - August 7, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 2, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 31, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 21, 1987 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 21, 1987 - July 14, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2015)
(8/7/2015)
(8/7/2015)
(8/7/2015)
(8/7/2015)
(1/25/2021)
(8/7/2015)
(8/7/2015)
(8/7/2015)
(8/13/2015)
(8/7/2015)
(10/7/2020)
(8/7/2015)
(8/7/2015)
(8/7/2015)
(4/29/2022)
(9/21/2015)
(8/7/2015)
(4/28/2022)
(8/7/2015)
(6/29/2017)
(8/7/2015)
(11/1/2023)
(4/8/2025)
(8/10/2015)
(8/7/2015)
(10/20/2022)
(4/1/2025)
(8/7/2015)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
