Martin K. Merisko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Keith Merisko, who also goes by Marty Merisko, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1987. Martin had worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2023 - July 30, 2024
AXOS INVEST LLC
May 3, 2023 - July 30, 2024
AXOS CLEARING LLC
May 22, 2014 - January 25, 2023
CHARLES SCHWAB & CO., INC.
September 1, 2001 - December 7, 2001
NF CLEARING, INC.
January 16, 2001 - September 1, 2001
FISERV CORRESPONDENT SERVICES, INC.
June 4, 1998 - November 27, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
February 3, 1998 - May 22, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 1996 - December 17, 1997
MULTISOURCE SERVICES, INC.
February 27, 1989 - September 5, 1996
AMERICAN FRONTEER FINANCIAL CORPORATION
May 21, 1987 - November 28, 1989
NASH, WEISS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AXOS INVEST LLC
CRD#: 172393 / SEC#: , 8-69507
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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