Martin K. Merisko
Professional summary
Martin Keith Merisko, who also goes by Marty Merisko, is a registered financial professional currently at AXOS CLEARING LLC located in Centennial, Colorado.
Martin is registered as a RR (Registered Representative) and started their career in finance in 1987. Martin has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martin Keith Merisko's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2026 - Present
AXOS CLEARING LLC
Office #1: 7103 S Revere Parkway, Centennial, CO 80112May 3, 2023 - July 30, 2024
AXOS INVEST LLC
May 3, 2023 - July 30, 2024
AXOS CLEARING LLC
May 22, 2014 - January 25, 2023
CHARLES SCHWAB & CO., INC.
September 1, 2001 - December 7, 2001
NF CLEARING, INC.
January 16, 2001 - September 1, 2001
FISERV CORRESPONDENT SERVICES, INC.
June 4, 1998 - November 27, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
February 3, 1998 - May 22, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 1996 - December 17, 1997
MULTISOURCE SERVICES, INC.
February 27, 1989 - September 5, 1996
AMERICAN FRONTEER FINANCIAL CORPORATION
May 21, 1987 - November 28, 1989
NASH, WEISS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
AXOS CLEARING LLC
CRD#: 117176 / SEC#: , 8-53595
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AXOS SECURITIES, LLC | SOLE OWNER | |
| CROW, DAVID MICHAEL | PRESIDENT, AXOS CLEARING, LLC | 4370102 |
| FAUCHER, KATHY NOEL | AML OFFICER | 6323326 |
| GREEN, HOWARD MICHAEL | CHIEF FINANCIAL OFFICER | 2535812 |
| KINSELLA, SHAWN ROBERT | CHIEF COMPLIANCE OFFICER | 5793966 |
| PLUMMER, JEFFREY KENT | PRINCIPAL OPERATIONS OFFICER | 4576783 |
| SHIRMANG, STEPHEN LOWELL | CHIEF OPERATIONS OFFICER | 3083416 |
Disclosures
| Regulatory Event | 13 |
Red Flags
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