Kristin L. Stansberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin Lynn Stansberry, who also goes by Kristin Lynn Gibson, was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 1987. Kristin had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2003 - March 1, 2017
EMERGENT FINANCIAL GROUP, INC.
July 1, 1997 - December 18, 1997
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
April 30, 1997 - September 21, 2001
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
March 26, 1992 - April 30, 1997
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
May 3, 1990 - November 21, 1991
OAKWOOD CAPITAL SECURITIES, INC.
February 9, 1989 - December 20, 1989
PRINCETON AMERICAN EQUITIES CORPORATION
July 22, 1987 - December 31, 1988
PRINCETON AMERICAN EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/7/2000
Limited Representative-Equity Trader ExamCurrent Firm
EMERGENT FINANCIAL GROUP, INC.
CRD#: 37891 / SEC#: , 8-47997
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VTMW CAPITAL MANAGEMENT, LTD. | 100% DIRECT OWNER | |
| GOETSCH, MICHAEL RAY | PRESIDENT | 1807841 |
| JENKINS, CYNTHIA MADELYN | FINANCIAL AND OPERATIONS PRINCIPAL | 706510 |
| MCKELVEY, ROBERT KEVIN | CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD, CHIEF COMPLIANCE OFFICER | 328695 |
| VOLDNESS, PETER BRIAN | CHIEF EXECUTIVE OFFICER | 872727 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
