Paul A. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Anthony Hoffman was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2008 - January 18, 2013
GFO ADVISORY SERVICES, LLC
June 5, 2003 - March 9, 2016
WE FAMILY OFFICES
August 2, 2001 - July 26, 2002
PATAGON.COM SECURITIES CORP.
September 19, 1988 - October 16, 2000
TD AMERITRADE, INC.
December 24, 1987 - July 20, 1988
PROFILE INVESTMENTS CORPORATION
Primary Firm SEC Registration
GFO ADVISORY SERVICES, LLC
CRD#: 109278 / SEC#: 801-56752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/11/2002
Limited Representative-Equity Trader ExamSeries 8
Date: 9/18/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GFO ADVISORY SERVICES, LLC
CRD#: 109278 / SEC#: 801-56752
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 290,648,483 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/26/2025 | ||
| 03/07/2024 | ||
| 04/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
