James G. Goetz
Professional summary
James Gerard Goetz, who also goes by James Gerald Goetz, Jerry Goetz, is a registered financial professional currently at CHURCHILL FINANCIAL, LLC located in Louisville, Kentucky.
James is registered as a RR (Registered Representative) and started their career in finance in 1987. James has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Gerard Goetz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2000 - Present
CHURCHILL FINANCIAL, LLC
Office #1: 312 Whittington Parkway Suite 201, Louisville, KY 40222Office #2: 312 Whittington Parkway, Suite 201, Louisville, KY 40222August 29, 1996 - April 20, 2001
D H BRUSH & ASSOCIATES, INC.
November 9, 1990 - August 30, 1994
COMMONWEALTH INSTITUTIONAL SECURITIES, INC.
August 20, 1987 - November 9, 1990
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 29, 1987 - August 4, 1987
TOWER INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/14/2000)
Exams
FINRA
Current Firm
CHURCHILL FINANCIAL, LLC
CRD#: 39462 / SEC#: , 8-48724
Contact information
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 219 |
| AUM (Assets Under Management) | $ 281,569,253 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CHURCHILL FINANCIAL, LLC
CRD#: 39462Louisville, KY 40222TRUST BUT VERIFY
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