Lewis S. Mccall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Scott Mccall, who also goes by Lewis S Mccall, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1987. Lewis had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - June 6, 2018
BB&T SECURITIES, LLC
January 2, 2018 - June 6, 2018
BB&T SECURITIES, LLC
October 13, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 6, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
July 31, 2008 - October 17, 2014
B.B. GRAHAM & COMPANY, INC.
July 31, 2008 - October 17, 2014
B.B. GRAHAM & COMPANY, INC.
October 30, 2007 - August 1, 2008
NATIONS FINANCIAL GROUP, INC.
October 24, 2007 - August 1, 2008
NATIONS FINANCIAL GROUP, INC.
April 1, 2005 - November 2, 2007
FIRST MIDAMERICA INVESTMENT CORPORATION
January 10, 2005 - November 2, 2007
FIRST MIDAMERICA INVESTMENT CORPORATION
October 20, 2004 - January 14, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - January 14, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 2, 2002 - October 20, 2004
QUICK & REILLY, INC.
September 11, 2002 - October 20, 2004
QUICK & REILLY, INC.
May 20, 2002 - July 22, 2002
E*TRADE ADVISORY SERVICES, INC.
March 8, 2002 - July 22, 2002
E*TRADE SECURITIES LLC
July 2, 1999 - February 27, 2002
PROSPERA FINANCIAL SERVICES, INC.
May 11, 1998 - June 24, 1999
WELLS FARGO CLEARING SERVICES, LLC
September 22, 1997 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
August 12, 1996 - September 19, 1997
SECU BROKERAGE SERVICES
March 13, 1996 - June 12, 1996
AMERICAN INVESTORS GROUP, INC.
February 26, 1993 - March 12, 1996
A. B. CULBERTSON AND COMPANY
July 28, 1992 - December 31, 1992
EQUITY SERVICES, INC.
April 29, 1987 - December 17, 1991
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/31/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
