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Lewis Scott Mccall

CRD# 1659797·Registered 1987 - 2018
Previously Registered: Being a previously registered professional could mean that Lewis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lewis Scott Mccall, who also goes by Lewis S Mccall, was a registered financial advisor. Lewis was a previously registered financial professional and started their career in finance 1987 - 2018. Lewis had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 53 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lewis S Mccall

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

BB&T SECURITIES, LLC·CRD# 142785
RIA
Austin, TX
January 2, 2018 - June 6, 2018
BB&T SECURITIES, LLC·CRD# 142785
BD
Austin, TX
January 2, 2018 - June 6, 2018
BB&T INVESTMENT SERVICES, INC.·CRD# 33856
RIA
Austin, TX
October 13, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.·CRD# 33856
BD
Austin, TX
October 6, 2014 - January 2, 2018
B.B. GRAHAM & COMPANY, INC.·CRD# 41533
RIA
Austin, TX
July 31, 2008 - October 17, 2014
B.B. GRAHAM & COMPANY, INC.·CRD# 41533
BD
Austin, TX
July 31, 2008 - October 17, 2014
NATIONS FINANCIAL GROUP, INC.·CRD# 44181
RIA
Austin, TX
October 30, 2007 - August 1, 2008
NATIONS FINANCIAL GROUP, INC.·CRD# 44181
BD
Austin, TX
October 24, 2007 - August 1, 2008
FIRST MIDAMERICA INVESTMENT CORPORATION·CRD# 104476
RIA
Austin, TX
April 1, 2005 - November 2, 2007
FIRST MIDAMERICA INVESTMENT CORPORATION·CRD# 104476
BD
Austin, TX
January 10, 2005 - November 2, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Austin, TX
October 20, 2004 - January 14, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
October 20, 2004 - January 14, 2005
QUICK & REILLY, INC.·CRD# 11217
RIA
Austin, TX
December 2, 2002 - October 20, 2004
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
September 11, 2002 - October 20, 2004
E*TRADE ADVISORY SERVICES, INC.·CRD# 111178
RIA
Arlington, TX
May 20, 2002 - July 22, 2002
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
March 8, 2002 - July 22, 2002
PROSPERA FINANCIAL SERVICES, INC.·CRD# 10740
BD
Dallas, TX
July 2, 1999 - February 27, 2002
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
May 11, 1998 - June 24, 1999
PRINCIPAL FINANCIAL SECURITIES,INC.·CRD# 260
BD
Dallas, TX
September 22, 1997 - May 11, 1998
SECU BROKERAGE SERVICES·CRD# 19899
BD
Raleigh, NC
August 12, 1996 - September 19, 1997
AMERICAN INVESTORS GROUP, INC.·CRD# 10020
BD
Minnetonka, MN
March 13, 1996 - June 12, 1996
A. B. CULBERTSON AND COMPANY·CRD# 6870
BD
Fort Worth, TX
February 26, 1993 - March 12, 1996
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
July 28, 1992 - December 31, 1992
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 29, 1987 - December 17, 1991

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Current Firm

BS
BB&T SECURITIES, LLC

BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES | STERLING ADVISORS, A DIVISION OF BB&T SECURITIES, LLC | CLEARVIEW CORRESPONDENT SERVICES, LLC | BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES | BB&T INVESTMENTS - A DIVISION OF BB&T SECURITIES, LLC | BB&T INVESTMENTS | BB&T CAPITAL MARKETS/WINDSOR GROUP, A DIVISION OF BB&T SECURITIES, LLC | BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES, LLC

CRD#: 142785 / SEC#: 801-77145, 8-67486
BD
Terminated by SEC on 06/29/2021

Contact Information

Main Address

901 East Byrd Street Riverfront Plaza, West Tower, Richmond, VA 23219

Established

Delaware since 08/11/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

APPENDIX 1 WRAP FEE PROGRAMS 12.15.20 (12/15/2020)

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONSOLE MEMBER—
CRAM, BRYAN SCOTTCHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS2723431
HECHTLINGER, SUSANCHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS2890466
MCCALLUM, CHARLES FALCONER IIIHEAD OF SUPERVISION/BOARD OF MANAGERS2697260
RIP, OLGAPRINCIPAL FINANCIAL OFFICER5440553
SPEETJENS, FELICIA ANNHEAD OF PRODUCT/BOARD OF MANAGERS3197366
TYSON, TONYA BELFIELDPRINCIPAL OPERATIONS OFFICER1987448

Disclosures

Regulatory Event

49

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2000About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2000About the Series 53 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jul 1997

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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