RT
Robert G. Torrie
PLANMEMBER SECURITIES
Rancho Mirage, CA 92270
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CRD#: 1659704
RT
Professional summary
Robert Glenn Torrie, who also goes by Bob Torrie, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Rancho Mirage, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Torrie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rooney Group, Inc dba Teachers Tax Service-35900 Bob Hope Dr, Ste 200, RAncho Mirage, CA 92270; Investment related; Securities, insurance & tax preparation sales & svcs; President; Start date 09/1990; 150 hrs/mnth; 100 hrs/mnth during trading. 2) Rancho Mirage Property Owners Association-PO Box 2367, Rancho Mirage, CA 92270; Noninestment related; Property owners association; Treasurer of Board of Directors; Start date 1/2014; 1 hr/mnth & during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Glenn Torrie's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Glenn Torrie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2017 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 35900 Bob Hope Drive Suite 200, Rancho Mirage, CA 92270RIA
BD
CRD#: 11869
Rancho Mirage, CA
Current
August 1, 2017 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 35900 Bob Hope Drive Suite 200, Rancho Mirage, CA 92270RIA
BD
CRD#: 11869
Rancho Mirage, CA
Past
August 16, 2000 - August 11, 2017
LINCOLN INVESTMENT
BD
CRD#: 519
RANCHO MIRAGE, CA
Past
August 14, 2000 - August 11, 2017
LINCOLN INVESTMENT
RIA
CRD#: 519
RANCHO MIRAGE, CA
Past
January 1, 1994 - August 17, 2000
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
March 11, 1991 - January 1, 1994
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
PALM BEACH GARDENS, FL
Past
August 23, 1990 - February 4, 1991
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 23, 1990 - February 4, 1991
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/2/2017)
RR
California(8/2/2017)
IAR
California(8/2/2017)
RR
Colorado(8/14/2017)
RR
Connecticut(2/2/2022)
RR
Florida(2/2/2018)
RR
Idaho(2/2/2022)
RR
Indiana(8/4/2017)
RR
Kentucky(8/14/2017)
RR
Michigan(2/1/2018)
RR
Missouri(8/1/2017)
RR
Nevada(8/15/2017)
RR
Utah(8/1/2017)
RR
Washington(2/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Rancho Mirage, CA 92270TRUST BUT VERIFY
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