Polyvios T. Polyviou
Professional summary
Polyvios Tony Polyviou was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Polyvios is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Polyvios had worked at 7 firms, which includes STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED, CIBC WORLD MARKETS CORP., CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., ADVEST INC., GRUNTAL & CO. L.L.C., BERKELEY SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2002 - July 13, 2007
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
October 18, 1996 - March 28, 2002
CIBC WORLD MARKETS CORP.
July 31, 1993 - October 31, 1996
CITIGROUP GLOBAL MARKETS INC.
September 10, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
June 19, 1990 - September 24, 1992
ADVEST, INC.
December 23, 1988 - July 5, 1990
GRUNTAL & CO., L.L.C.
August 25, 1988 - December 22, 1988
BERKELEY SECURITIES CORPORATION
January 21, 1988 - September 1, 1988
CIBC WORLD MARKETS CORP.
May 21, 1987 - January 18, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
CRD#: 5133 / SEC#: , 8-15656
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
