Edward B. Leach
Professional summary
Edward Bartlett Leach was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Edward had worked at 4 firms, which includes AMERICAN INVESTMENT SERVICES INC., CHOICE INVESTMENTS INC., SIGNAL SECURITIES INC., FIRST AFFILIATED SECURITIES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1996 - September 24, 1997
AMERICAN INVESTMENT SERVICES, INC.
March 28, 1996 - July 25, 1996
CHOICE INVESTMENTS, INC.
May 25, 1995 - March 26, 1996
SIGNAL SECURITIES, INC.
September 3, 1993 - December 31, 1993
SIGNAL SECURITIES, INC.
December 12, 1991 - June 23, 1992
FIRST AFFILIATED SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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