Eric A. Arvold

PORTSIDE INVESTMENT ADVISORS

PORT WASHINGTON, WI 53074

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CRD#: 1659290

Professional summary

Eric Alan Arvold, AIF®, CIMA® is a registered financial advisor currently at PORTSIDE INVESTMENT ADVISORS, LLC located in Port Washington, Wisconsin.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Eric has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Alan Arvold's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 24, 2019 - Present

PORTSIDE INVESTMENT ADVISORS, LLC

Office #1: 1091 Shieling Ln Suite 140, Port Washington, WI 53074

RIA

CRD#: 294494

PORT WASHINGTON, WI

Past

October 10, 2017 - November 21, 2017

EDWARD JONES

RIA

CRD#: 250

CEDARBURG, WI

Past

September 19, 2017 - November 21, 2017

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

May 1, 2010 - May 30, 2017

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

CHICAGO, IL

Past

March 31, 2005 - May 1, 2010

BOFA DISTRIBUTORS, INC.

CRD#: 30683

CHICAGO, IL

Past

February 25, 2004 - March 31, 2005

COLUMBIA FINANCIAL CENTER INCORPORATED

CRD#: 23562

PORTLAND, OR

Past

September 26, 2000 - December 31, 2003

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

June 15, 2000 - November 20, 2000

WAM BROKERAGE SERVICES, L.L.C.

CRD#: 39061

CHICAGO, IL

Past

April 1, 1998 - February 1, 2000

FOUNDERS ASSET MANAGEMENT LLC

CRD#: 44645

DENVER, CO

Past

April 4, 1996 - April 1, 1998

FOUNDERS ASSET MANAGEMENT, INC.

CRD#: 323

DENVER, CO

Past

June 24, 1987 - April 10, 1995

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/24/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/9/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/23/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/23/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PORTSIDE INVESTMENT ADVISORS, LLC

CRD#: 294494 / SEC#:

Wisconsin

Registered Investment Advisory firm - (5/2/2018 Approved)

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Contact information

Main Address

1091 Shieling Ln Suite 140, Port Washington, WI 53074

Mailing Address

Phone number

(262) 518-0347

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 76,638,163

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Eric A. Arvold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Alan Arvold's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTSIDE INVESTMENT ADVISORS, LLC

EDWARD JONES

EDWARD JONES

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BOFA DISTRIBUTORS, INC.

COLUMBIA FINANCIAL CENTER INCORPORATED

BOFA DISTRIBUTORS, INC.

WAM BROKERAGE SERVICES, L.L.C.

FOUNDERS ASSET MANAGEMENT LLC

FOUNDERS ASSET MANAGEMENT, INC.

STRONG INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/9/2017

Series 63

Date: 4/23/1987

SIE

Date: 11/21/2017

Series 7

Date: 3/5/1993

Series 6

Date: 6/23/1987

Current Firm

PORTSIDE INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTSIDE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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