Renee' A. Rosko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renee' Ann Rosko, who also goes by Renee Ann Rosko, was a registered financial professional .
Renee' is a previously registered financial professional and started their career in finance in 1987. Renee' had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2019 - October 6, 2021
TRUIST SECURITIES, INC.
May 17, 2011 - August 16, 2016
TRUIST INVESTMENT SERVICES, INC.
October 25, 2006 - August 6, 2008
TRUIST SECURITIES, INC.
October 25, 2006 - May 17, 2011
TRUIST SECURITIES, INC.
March 20, 2006 - October 9, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2006 - October 9, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2003 - August 16, 2005
KEEFE, BRUYETTE & WOODS, INC.
March 24, 1994 - November 4, 1994
KIDDER, PEABODY & CO. INCORPORATED
October 1, 1993 - March 8, 1994
BANCAMERICA SECURITIES, INC.
June 8, 1993 - October 1, 1993
BA INVESTMENT SERVICES, INC.
June 19, 1990 - August 5, 1992
UBS FINANCIAL SERVICES INC.
January 27, 1988 - June 11, 1990
PRUDENTIAL EQUITY GROUP, LLC
October 23, 1987 - February 8, 1988
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
