Susan W. Malloy
Professional summary
Susan Walker Malloy, who also goes by Susan Malloy, is a registered financial advisor currently at M CAPITAL WEALTH MANAGEMENT, LLC located in Cheraw, South Carolina.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Susan has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Walker Malloy's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2010 - Present
M CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 901 Chesterfield Highway Suite B, Cheraw, SC 29520February 23, 2007 - November 22, 2010
EDWARD JONES
August 15, 2000 - November 22, 2010
EDWARD JONES
October 10, 1996 - September 28, 2000
PRINCIPAL SECURITIES, INC.
November 14, 1990 - October 4, 1996
MML INVESTORS SERVICES, LLC
May 21, 1990 - August 6, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 21, 1990 - August 6, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/17/2010)
Exams
Current Firm
M CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 155303 / SEC#: 801-72036
Contact information
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 49,562,116 |
Red Flags
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