John F. Cosgrove

KINGSMAN WEALTH MANAGEMENT

Ooltewah, TN

Some features on this profile are disabled

CRD#: 1659111

Professional summary

John Frederick Cosgrove, who also goes by John Cosgrove, is a registered financial advisor currently at KINGSMAN WEALTH MANAGEMENT INC. located in Ooltewah, Tennessee.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Cosgrove

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

"THE LEADERSHIP WORKSHOP LLC." THE COMPANY, LOCATED AT 9830 MOUNTAINNAIRE DR., OOLTEWAH, TN 37363 IS FORMED AS AN LLC AND THE PURPOSE IS FOR JOHN, AS OWNER/PRESIDENT/CEO, TO PERSONALLY PUT ON "LEADERSHIP WORKSHOPS" FOR CHARITABLE AND FOR-PROFIT GROUPS AND SERVE AS A 'LIFE COACH." HE PLANS TO SPEND 20 HRS PER MONTH DURING MARKET HOURS AND 20 TOTAL HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frederick Cosgrove's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2023 - Present

KINGSMAN WEALTH MANAGEMENT INC.

RIA

CRD#: 319238

Ooltewah, TN

Past

April 9, 2018 - December 31, 2022

TC ADVISORS LTD.

RIA

CRD#: 290891

Ooltewah, TN

Past

January 7, 2010 - December 31, 2018

CHIEF ADVISORS CORP

RIA

CRD#: 125261

Ooltewah, TN

Past

October 22, 2007 - December 31, 2009

CHIEF ADVISORS CORP

RIA

CRD#: 125261

SALINA, KS

Past

June 11, 2007 - December 31, 2022

FIRST ASSET FINANCIAL INC.

CRD#: 139107

TRAVERSE CITY, MI

Past

March 18, 2004 - September 13, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ORLANDO, FL

Past

February 11, 2004 - September 13, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ORLANDO, FL

Past

January 23, 2004 - February 9, 2004

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

January 20, 1988 - September 16, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 21, 1987 - December 24, 1987

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGSMAN WEALTH MANAGEMENT INC.

KINGSMAN WEALTH MANAGEMENT | KINGSMAN WEALTH MANAGEMENT LLC | KINGSMAN WEALTH MANAGEMENT INC.

CRD#: 319238 / SEC#: 801-129544

RIA

Registered Investment Advisory firm - (2/21/2024 Approved)

Alabama

Registered Investment Advisory firm - (3/12/2024 Terminated)

Florida

Registered Investment Advisory firm - (3/12/2024 Terminated)

Georgia

Registered Investment Advisory firm - (3/14/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (4/26/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (3/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/28/2023)

IAR

Tennessee
(1/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/5/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 10/1/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

KINGSMAN WEALTH MANAGEMENT INC.

KINGSMAN WEALTH MANAGEMENT | KINGSMAN WEALTH MANAGEMENT LLC | KINGSMAN WEALTH MANAGEMENT INC.

CRD#: 319238 / SEC#: 801-129544

RIA

Registered Investment Advisory firm - (2/21/2024 Approved)

Alabama

Registered Investment Advisory firm - (3/12/2024 Terminated)

Florida

Registered Investment Advisory firm - (3/12/2024 Terminated)

Georgia

Registered Investment Advisory firm - (3/14/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (4/26/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (3/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/12/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

320 W Goverment Street, Pensacola, FL 32502

Mailing Address

Phone number

(850) 565-3780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGSMAN WEALTH MANAGEMENT JULY 2025 FORM ADV PART 2A (7/24/2025)

Regulatory assets under management

Total Number of Accounts	191
AUM (Assets Under Management)	$ 195,590,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John F. Cosgrove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frederick Cosgrove's CRS (Customer Relationship Summary).

Certified licenses

Experience

TC ADVISORS LTD.

CHIEF ADVISORS CORP

CHIEF ADVISORS CORP

FIRST ASSET FINANCIAL INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BNY MELLON SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THOMSON MCKINNON SECURITIES INC.

Primary Firm SEC Registration

KINGSMAN WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/1994

Series 63

Date: 6/5/1987

SIE

Date: 10/1/2018

Series 3

Date: 5/5/2005

Series 7

Date: 5/16/1987

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 10/1/1991

Current Firm

KINGSMAN WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGSMAN WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

Similar Advisors