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Brent Loyd Marvin

CRD# 1659092·Registered 1999 - 2008
Previously Registered: Being a previously registered professional could mean that Brent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brent Loyd Marvin was a registered financial advisor. Brent was a previously registered financial advisor and started their career in finance 1999 - 2008. Brent had worked at 8 firms and has passed the Series 66, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

FINANCIAL WEALTH ADVISORS·CRD# 140887
RIA
Englewood, CO
January 14, 2007 - August 1, 2008
CENTENNIAL INVESTMENT ADVISORS, INC.·CRD# 111193
RIA
Englewood, CO
July 5, 2005 - August 9, 2006
OMNIVEST, INC.·CRD# 13396
BD
Englewood, CO
September 24, 2004 - June 18, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Denver, CO
December 10, 2003 - September 9, 2004
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
July 30, 2003 - September 9, 2004
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
July 30, 2003 - September 9, 2004
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
April 23, 2003 - August 19, 2003
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
October 16, 2002 - February 5, 2003
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
May 1, 2000 - May 2, 2000
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St. Paul, MN
August 23, 1999 - November 2, 1999

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2003About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1999About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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