Brent L. Marvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Loyd Marvin was a registered financial advisor .
Brent is a previously registered financial advisor and started their career in finance in 1999. Brent had worked at 8 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2007 - August 1, 2008
FINANCIAL WEALTH ADVISORS
July 5, 2005 - August 9, 2006
CENTENNIAL INVESTMENT ADVISORS, INC.
September 24, 2004 - June 18, 2007
OMNIVEST, INC.
December 10, 2003 - September 9, 2004
MSI FINANCIAL SERVICES, INC.
July 30, 2003 - September 9, 2004
METROPOLITAN LIFE INSURANCE COMPANY
July 30, 2003 - September 9, 2004
MSI FINANCIAL SERVICES, INC.
April 23, 2003 - August 19, 2003
VERAVEST INVESTMENTS, INC.
October 16, 2002 - February 5, 2003
EQUITABLE ADVISORS, LLC
May 1, 2000 - May 2, 2000
EQUITABLE ADVISORS, LLC
August 23, 1999 - November 2, 1999
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
