Albert Pisano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Pisano, who also goes by Albert Anthony Pisano, Albert Pisano Jr., was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1995. Albert had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2014 - May 2, 2023
FEF DISTRIBUTORS, LLC
September 4, 2008 - June 23, 2014
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
November 4, 1998 - September 8, 2008
RIVERSOURCE SERVICES, INC.
October 29, 1998 - September 8, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
February 24, 1998 - October 13, 1998
FIRST MONTAUK SECURITIES CORP.
February 2, 1997 - March 26, 1998
UBS ASSET MANAGEMENT (US) INC.
February 28, 1995 - February 20, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 2/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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