Christopher E. Tomkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Eric Tomkin, who also goes by Chris Eric Tomkin, Chris Tomkin, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2005 - April 7, 2005
ITRADEDIRECT.COM CORP
April 15, 2004 - November 11, 2014
AKAR CAPITAL MANAGEMENT, INC.
January 28, 2004 - April 21, 2004
VALIC FINANCIAL ADVISORS, INC.
June 28, 1995 - January 7, 2004
AKAR CAPITAL MANAGEMENT, INC.
September 27, 1994 - May 19, 1995
MORGAN STANLEY DW INC.
January 3, 1994 - October 27, 1994
JWGENESIS SECURITIES, INC.
April 29, 1992 - January 3, 1994
JW GENESIS CLEARING CORP.
March 13, 1992 - May 1, 1992
AEGON USA SECURITIES INC.
September 28, 1990 - March 17, 1992
JW GENESIS CLEARING CORP.
May 3, 1989 - September 4, 1990
MORGAN KEEGAN & COMPANY, LLC
May 24, 1988 - April 24, 1989
TRUIST INVESTMENT SERVICES, INC.
November 25, 1987 - April 22, 1988
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ITRADEDIRECT.COM CORP
CRD#: 18281 / SEC#: , 8-36398
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Red Flags
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