Michael J. Perna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Perna, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
June 26, 2023 - January 9, 2024
ASSET MANAGEMENT RESOURCES, LLC
July 9, 2012 - January 16, 2023
ASSET MANAGEMENT RESOURCES, LLC
February 23, 2006 - December 21, 2012
PERNA FINANCIAL SERVICES
January 27, 2006 - July 16, 2012
LPL FINANCIAL LLC
March 8, 1994 - July 16, 2012
LPL FINANCIAL LLC
May 23, 1990 - January 28, 1994
NYLIFE SECURITIES LLC
April 29, 1987 - April 26, 1990
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSET MANAGEMENT RESOURCES, LLC
CRD#: 145296 / SEC#: 801-107394
Contact information
Regulatory assets under management
| Total Number of Accounts | 956 |
| AUM (Assets Under Management) | $ 220,698,617 |
Red Flags
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