Robert S. Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Stanley Stevens JR, who also goes by Robert Stanley Jr Steven, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2012 - November 13, 2018
STEVENS FINANCIAL SERVICES
February 3, 1997 - September 3, 2019
SECURITIES SERVICE NETWORK, LLC
November 19, 1989 - January 29, 1997
OSAIC WEALTH, INC.
July 19, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 19, 1987 - July 26, 1988
INDEPENDENT FINANCIAL SECURITIES, INC.
May 21, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
STEVENS FINANCIAL SERVICES
CRD#: 114349 / SEC#:
Contact information
Red Flags
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