Vincent M. Polidori

VALUENGINE CAPITAL MANAGEMENT LLC

STATEN ISLAND, NY

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CRD#: 1658661

Professional summary

Vincent Michael Polidori is a registered financial advisor currently at VALUENGINE CAPITAL MANAGEMENT LLC located in Staten Island, New York.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Vincent has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. J. HILBURN - START DATE MARCH 2015; MEN'S CUSTOM CLOTHING COMPANY; WORK FROM HOME AND MAKE APPOINTMENTS WITH MEN THAT ENJOY CUSTOM MADE SUITS, SPORT COATS, SLACKS, AND SHIRTS. 12700 PARK CENTRAL DRIVE #2000 DALLAS, TX 75251; CONSULTANT; 12-15 HOURS PER MONTH; 0 HOURS DURING TRADING DAY; NOT INVESTMENT RELATED. 2. VALUENGINE CAPITAL; REGISTERED INVESTMENT ADVISER; START DATE 2017; 22 ALPINE AVENUE STATEN ISLAND, NY 10301; INVESTMENT ADVICE MAINLY THROUGH EQUITY BASED PRODUCTS; RECOMMEND MANAGERS AND MONITOR PERFORMANCE; AGENT; 160 HOURS PER MONTH; 40 HOURS PER WEEK DURING TRADING DAY; CORPORATION; FEE BASED; INVESTMENT RELATED. 3. SIMPLICITY; INSURANCE SALES (FIXED ANNUITIES, INSURANCE, AND LONG-TERM CARE). 450 LEXINGTON AVE, 4TH FL, MANHATTAN, NY, 10017; SALES; 10 HOURS PER MONTH; 8 HOURS DURING TRADING WEEK 4. CASSANDRA PROPERTIES; START DATE: 07/25/2022. REAL ESTATE SALES,RESIDENTIAL AND COMMERCIAL PROPERTIES: BUYING AND LISTING OF PROPERTIES. 420 SOUTH AVE., STATEN ISLAND, NY, 10303; TITLE - AGENT; ZERO HOURS DURING TRADING DAY, 10 HOURS PER MONTH IS SPENT ON THIS ACTIVITY. NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Michael Polidori's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2017 - Present

VALUENGINE CAPITAL MANAGEMENT LLC

RIA

CRD#: 175004

STATEN ISLAND, NY

Past

May 13, 2022 - May 15, 2024

IGM BROKERAGE

CRD#: 310654

RALEIGH, NC

Past

January 31, 2020 - February 26, 2021

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

June 11, 2013 - July 24, 2017

PETERSEN INVESTMENTS, INC.

RIA

CRD#: 38537

LOCH ARBOUR, NJ

Past

June 25, 2012 - July 24, 2017

PETERSEN INVESTMENTS, INC.

CRD#: 38537

LOCH ARBOUR, NJ

Past

March 25, 2004 - July 9, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

EDISON, NJ

Past

March 19, 2004 - July 9, 2012

LPL FINANCIAL LLC

CRD#: 6413

EDISON, NJ

Past

October 9, 1998 - April 2, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

October 9, 1998 - April 2, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 9, 1992 - October 23, 1998

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/22/2017)

IAR

New York
(2/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/12/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/13/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1992

General Securities Representative Examination

Current Firm

VALUENGINE CAPITAL MANAGEMENT LLC

CRD#: 175004 / SEC#:

California

Registered Investment Advisory firm - (12/27/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/28/2015 Approved)

New Jersey

Registered Investment Advisory firm - (6/1/2017 Approved)

New York

Registered Investment Advisory firm - (5/15/2017 Approved)

Utah

Registered Investment Advisory firm - (11/29/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1900 S Harbor City Blvd Suite 328, Melbourne, FL 32901

Mailing Address

Po Box 399, Melbourne, FL 32902

Phone number

(321) 325-0519

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 15,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vincent M. Polidori

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Michael Polidori's CRS (Customer Relationship Summary).

Certified licenses

Experience

IGM BROKERAGE

CEROS FINANCIAL SERVICES, INC.

PETERSEN INVESTMENTS, INC.

PETERSEN INVESTMENTS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

GRUNTAL & CO., L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/12/2021

Series 65

Date: 8/13/1999

SIE

Date: 7/24/2017

Series 7

Date: 9/4/1992

Current Firm

VALUENGINE CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALUENGINE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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