Timothy J. Gramatovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Gramatovich, who also goes by Tim Gramatovich, Timothy J Gramatovich, Timothy Gramatovich, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1987. Timothy had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2005 - December 31, 2008
PERITUS ASSET MANAGEMENT, LLC
April 23, 1998 - June 22, 2000
LIGHTPATH CAPITAL, INC
March 24, 1994 - July 27, 1995
CITIGROUP GLOBAL MARKETS INC.
April 29, 1991 - January 4, 1993
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 21, 1987 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PERITUS ASSET MANAGEMENT, LLC
CRD#: 131327 / SEC#: 801-63044
Contact information
Red Flags
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