David R. Steckler
Professional summary
David Russell Steckler was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David Russell Steckler was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1987. David had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2008 - March 31, 2011
GLOBAL INVESTMENT SOLUTIONS, LLC
October 31, 1995 - April 11, 2008
LPL FINANCIAL LLC
March 28, 1989 - April 11, 2008
LPL FINANCIAL LLC
November 18, 1988 - May 8, 1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 1, 1988 - November 18, 1988
ROWLAND, SIMON & CO.
May 21, 1987 - February 1, 1988
R. ROWLAND & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL INVESTMENT SOLUTIONS, LLC
CRD#: 133850 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 28,065,860 |
Red Flags
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