Tracey A. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracey Arthur White, who also goes by Tracey A White, was a registered financial professional .
Tracey is a previously registered financial professional and started their career in finance in 1987. Tracey had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2008 - February 24, 2016
FINANCIAL INSIGHTS ADVISORY, LLC
August 1, 1995 - December 31, 1996
VOYA FINANCIAL ADVISORS, INC.
October 20, 1993 - August 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
February 4, 1991 - September 20, 1993
CUNA BROKERAGE SERVICES, INC.
August 10, 1987 - February 8, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 10, 1987 - February 8, 1991
SIGNATOR INVESTORS, INC.
June 9, 1987 - July 29, 1987
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL INSIGHTS ADVISORY, LLC
CRD#: 121945 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
