Kevin R. Curtis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Randall Curtis, who also goes by Kevin R Curtis, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 5 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 1991 - June 23, 1992
LACROIX ALEXANDER FINANCIAL CORP
September 12, 1989 - November 1, 1989
THUNDERBIRD CAPITAL, INC.
February 3, 1989 - May 28, 1991
DEVON RESOURCES FINANCIAL CORPORATION
June 7, 1988 - February 3, 1989
CURTIS & ASSOCIATES
August 7, 1987 - December 31, 1987
GRAND FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LACROIX ALEXANDER FINANCIAL CORP
CRD#: 27705 / SEC#: , 8-43184
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
