Lawrence Forte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Forte was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1987. Lawrence had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2011 - February 21, 2012
MERRILL LYNCH GOVERNMENT SECURITIES INC.
November 1, 2010 - April 6, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2006 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
January 4, 2001 - January 10, 2006
J.P. MORGAN SECURITIES INC.
June 23, 1987 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
MERRILL LYNCH GOVERNMENT SECURITIES INC.
CRD#: 19693 / SEC#: , 8-38051
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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