John D. Gareau

JAGUAR INVESTMENT SERVICES, LTD

MARANA, AZ 85653

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CRD#: 1656631

Professional summary

John D. Gareau is a registered financial advisor currently at JAGUAR INVESTMENT SERVICES, LTD located in Marana, Arizona.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 1 firm and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John D. Gareau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2007 - Present

JAGUAR INVESTMENT SERVICES, LTD

Office #1: 4834 W. Saguaro Point Place, Marana, AZ 85653

RIA

CRD#: 116368

MARANA, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/12/2007)

IAR

Minnesota
(11/18/2013)

IAR

Texas
(3/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/1987

Uniform Securities Agent State Law Examination

Current Firm

JAGUAR INVESTMENT SERVICES, LTD

CRD#: 116368 / SEC#: 801-64427

RIA

Registered Investment Advisory firm - (7/9/2012 Terminated)

Arizona

Registered Investment Advisory firm - (6/20/2012 Approved)

Michigan

Registered Investment Advisory firm - (5/26/2023 Terminated)

Minnesota

Registered Investment Advisory firm - (6/20/2012 Approved)

Texas

Registered Investment Advisory firm - (3/21/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4834 W. Saguaro Point Place, Marana, AZ 85658

Mailing Address

Phone number

(520) 572-0728

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 43,903,810

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. Gareau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John D. Gareau's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAGUAR INVESTMENT SERVICES, LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2006

Series 63

Date: 3/30/1987

Current Firm

JAGUAR INVESTMENT SERVICES, LTD

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JAGUAR INVESTMENT SERVICES, LTD

TRUST BUT VERIFY

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