Joseph J. Petrelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph James Petrelli was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1987. Joseph had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2011 - September 24, 2012
ROSENTHAL GLOBAL SECURITIES LLC
October 25, 2006 - December 7, 2010
ROSENTHAL GLOBAL SECURITIES LLC
August 25, 2003 - October 25, 2006
GELBER SECURITIES, LLC
December 22, 1999 - August 19, 2003
HAMILTON SECURITIES GROUP, LLC
June 13, 1990 - June 9, 1998
EASTBRIDGE CAPITAL INC.
March 7, 1988 - February 13, 1990
PERSHING LLC
May 21, 1987 - March 31, 1988
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROSENTHAL GLOBAL SECURITIES LLC
CRD#: 19721 / SEC#: , 8-38021
Contact information
Documents
Red Flags
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