Bernard E. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Eugene Palmer JR was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1987. Bernard had worked at 4 firms and has passed the Series 65, Series 63, Series 2 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2013 - October 12, 2016
BT WEALTH MANAGEMENT, LLC
April 22, 2003 - January 12, 2010
PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC
February 5, 1988 - January 11, 1991
DOMINARI SECURITIES LLC
April 29, 1987 - September 23, 1987
CHELSEA STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/21/1995
Non-Member General Securities ExaminationCurrent Firm
BT WEALTH MANAGEMENT, LLC
CRD#: 147729 / SEC#: 801-69372
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,327 |
| AUM (Assets Under Management) | $ 1,050,371,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
