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JR

Jeannette Rosales Otero

Some features on this profile are disabled
CRD#: 1656268
JR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeannette Rosales Otero, who also goes by Jeannette Maria Rosales, Jeannette Maria Rosales Otero, was a registered financial professional .

Jeannette is a previously registered financial professional and started their career in finance in 1991. Jeannette had worked at 7 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeannette Maria Rosales | Jeannette Maria Rosales Otero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 7, 2010 - August 7, 2013

PARITER SECURITIES, LLC

BD
CRD#: 127836
GUAYNABO, PR
Past

March 23, 2010 - June 7, 2010

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
CAROLINA, PR
Past

January 18, 2000 - June 7, 2010

SANTANDER SECURITIES LLC

BD
CRD#: 41791
CAROLINA, PR
Past

November 21, 1996 - January 26, 2000

DORAL SECURITIES, INC.

BD
CRD#: 40944
PUERTO NUEVO, PR
Past

November 8, 1995 - November 26, 1996

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR
Past

April 18, 1994 - November 16, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 1, 1992 - April 29, 1994

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR
Past

March 30, 1992 - June 1, 1992

CITICORP FINANCIAL SERVICES,INC.

BD
CRD#: 14675
Past

October 16, 1991 - April 7, 1992

CLARK MELVIN SECURITIES CORPORATION

BD
CRD#: 1462
HATO REY, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/29/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1991
General Securities Representative Examination

Current Firm

PS
PARITER SECURITIES, LLC
ALPHA PRD, INC. | PARITER SECURITIES, LLC | PARITER SECURITIES, INC.

CRD#: 127836 / SEC#: , 8-66064

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
243 Carretera #2, Guaynabo, PR 00966
Mailing Address
P.o. Box 11852, San Juan, PR 00922
Phone number
(787) 781-2555
Established
Puerto Rico since 03/11/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RIVERA FERNANDEZ, FRANCISCO JOSEMEMBER, PRESIDENT2303039
SOTOMAYOR ALAMO, EDUARDOMUNICIPAL PRINCIPAL4479048
SOTOMAYOR ALAMO, EDUARDOCHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL4479048
VELEZ GREEN, MARCOS R.FINOP6841122

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARITER SECURITIES, LLC

CRD#: 127836

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