Frederick G. Yuengling

YUENGLING ASSET MANAGEMENT

CRESSONA, PA

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CRD#: 1656197

Professional summary

Frederick George Yuengling III is a registered financial advisor currently at YUENGLING ASSET MANAGEMENT located in Cressona, Pennsylvania.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Frederick has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick George Yuengling III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2005 - Present

YUENGLING ASSET MANAGEMENT

RIA

CRD#: 120550

CRESSONA, PA

Past

May 21, 1987 - September 14, 1993

KEYSTONE BROKERAGE, LLC

CRD#: 17445

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/1/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Current Firm

YUENGLING ASSET MANAGEMENT

FREDERICK G. YUENGLING, III D/B/A YUENGLING ASSET MANAGEMENT | YUENGLING ASSET MANAGEMENT, INC. | YUENGLING ASSET MANAGEMENT

CRD#: 120550 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (12/13/1993 Approved)

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Contact information

Main Address

Cressona, PA

Mailing Address

Phone number

(570) 385-7210

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 13,068,888

Red Flags

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Frederick G. Yuengling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick George Yuengling III's CRS (Customer Relationship Summary).

Certified licenses

Experience

YUENGLING ASSET MANAGEMENT

KEYSTONE BROKERAGE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/1987

Series 7

Date: 5/16/1987

Current Firm

YUENGLING ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

YUENGLING ASSET MANAGEMENT

TRUST BUT VERIFY

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