Joseph C. Montz

MONTZ HARCUS WEALTH MANAGEMENT | Financial Advisor

New Orleans, LA 70119

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CRD#: 1656101

Professional summary

Joseph Charles Montz, who also goes by Joe Montz, Joseph C Montz, is a registered financial advisor currently at MONTZ HARCUS WEALTH MANAGEMENT located in New Orleans, Louisiana.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Joseph has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Trading individual securities

Trust & estate planning

Institutional consulting

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Joe Montz | Joseph C Montz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN IND INS AGT TO SELL FIXED INS PRODUCTS; *JOSEPH MONTZ CPA; SAME AS BRANCH; NON-INV REL; CPA FOR TAX PREP SERVICES; START DATE=01/2000; HRS/MO=30; TRADING HRS/MO=25; *PHYSICIANS RESOURCE GROUP; SAME AS BRANCH; INV REL; OWNER; LIFE AND DISABILITY INSURANCE BROKER; START DATE=04/1987; HRS/MO=40; TRADING HRS/MO=160*RENTAL PROPERTY;11 PELHAM DRIVE METAIRIE, LA 70005;NON-INV REL;RENTAL PROPERTY;11/1981;HRS/MO 2;TRADING HRS/MO 1;OVERSEE RENTAL PROPERTY*

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Charles Montz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2019 - Present

MONTZ HARCUS WEALTH MANAGEMENT

Office #1: 610 City Park Avenue, New Orleans, LA 70119

RIA

CRD#: 301963

New Orleans, LA

Past

September 3, 2004 - May 31, 2019

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

NEW ORLEANS, LA

Past

October 31, 2003 - May 31, 2019

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

NEW ORLEANS, LA

Past

October 1, 1990 - October 31, 2003

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

November 28, 1988 - October 5, 1990

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

July 30, 1987 - December 3, 1988

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTZ HARCUS WEALTH MANAGEMENT

MONTZ HARCUS WEALTH MANAGEMENT | MONTZ HARCUS WEALTH MANAGEMENT LLC

CRD#: 301963 / SEC#: 801-115292

RIA

Registered Investment Advisory firm - (5/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/3/2019)

IAR

Texas
(6/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/19/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/28/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MONTZ HARCUS WEALTH MANAGEMENT

MONTZ HARCUS WEALTH MANAGEMENT | MONTZ HARCUS WEALTH MANAGEMENT LLC

CRD#: 301963 / SEC#: 801-115292

RIA

Registered Investment Advisory firm - (5/17/2019 Approved)

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Contact information

Main Address

610 City Park Avenue, New Orleans, LA 70119

Mailing Address

Phone number

(504) 488-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,332
AUM (Assets Under Management)	$ 713,694,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Joseph C. Montz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Charles Montz's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

THE ADVISORS GROUP, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

MONTZ HARCUS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/19/2001

Series 63

Date: 9/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1988

Series 6

Date: 7/28/1987

Current Firm

MONTZ HARCUS WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONTZ HARCUS WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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