Michael L. Mucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leo Mucci, CFP®, ChFC®, CLU® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2003 - December 31, 2023
MUCCI, MICHAEL L
May 3, 1999 - July 13, 2000
PARK AVENUE SECURITIES LLC
April 8, 1991 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
April 9, 1990 - March 20, 1991
INVEST FINANCIAL CORPORATION
May 21, 1987 - March 29, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MUCCI, MICHAEL L
CRD#: 129011 / SEC#:
Contact information
Red Flags
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