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Wenton Lewis White Jr

CRD# 1655692·Registered 1987 - 1989
Previously Registered: Being a previously registered professional could mean that Wenton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wenton Lewis White JR, who also goes by Wenton Lewis Jr White, was a registered financial advisor. Wenton was a previously registered financial professional and started their career in finance 1987 - 1989. Wenton had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Wenton Lewis Jr White

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MARSHALL DAVIS, INC.·CRD# 16278
BD
March 16, 1988 - January 18, 1989
STONERIDGE SECURITIES, INC.·CRD# 13855
BD
July 9, 1987 - February 25, 1988
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
April 29, 1987 - July 2, 1987

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Current Firm

MD
MARSHALL DAVIS, INC.

MARSHALL DAVIS, INC. | NORTH AMERICAN VENDING CORPORATION

CRD#: 16278 / SEC#: 8-33619
BD
Expelled by FINRA on 05/30/1991

Contact Information

Established

Nevada since 12/18/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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