William S. Floyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Stewart Floyd, who also goes by Bill Floyd IV, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2013 - August 27, 2013
METHOD ENTERPRISE ADVISORS LLC
March 17, 2011 - May 18, 2011
FSC SECURITIES CORPORATION
March 26, 2007 - November 23, 2009
SANDERS MORRIS LLC
July 21, 2005 - December 31, 2006
SMH CAPITAL ADVISORS LLC
July 19, 2001 - November 23, 2009
SANDERS MORRIS LLC
October 21, 1993 - July 18, 2001
IFG NETWORK SECURITIES, INC.
October 17, 1991 - September 1, 1993
PRUCO SECURITIES, LLC.
December 14, 1990 - March 25, 1991
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
METHOD ENTERPRISE ADVISORS LLC
CRD#: 164440 / SEC#: , 8-69098
Contact information
Documents
Red Flags
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