Richard P. Pfeifer

FUND ADVISORS OF AMERICA

ORLANDO, FL 32810

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CRD#: 1655327

Professional summary

Richard Paul Pfeifer JR, who also goes by Richard Paul Pfeifer, Rick Pfeifer, is a registered financial advisor currently at FUND ADVISORS OF AMERICA INC located in Orlando, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Richard has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Paul Pfeifer | Rick Pfeifer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Paul Pfeifer JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2005 - Present

FUND ADVISORS OF AMERICA INC

Office #1: 1800 Pembrook Drive Suite 300, Orlando, FL 32810

RIA

CRD#: 112567

ORLANDO, FL

Past

September 11, 1991 - October 28, 2004

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

August 20, 1987 - April 25, 1990

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FUND ADVISORS OF AMERICA INC

CRD#: 112567 / SEC#: 801-57292

RIA

Registered Investment Advisory firm - (3/7/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/10/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Current Firm

FUND ADVISORS OF AMERICA INC

CRD#: 112567 / SEC#: 801-57292

RIA

Registered Investment Advisory firm - (3/7/2000 Approved)

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Contact information

Main Address

1800 Pembrook Drive Suite 300, Orlando, FL 32810

Mailing Address

Phone number

(407) 667-4729

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	555
AUM (Assets Under Management)	$ 131,999,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard P. Pfeifer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Paul Pfeifer JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUND ADVISORS OF AMERICA INC

INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

Primary Firm SEC Registration

FUND ADVISORS OF AMERICA INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2005

Series 63

Date: 12/8/1987

Series 7

Date: 8/15/1987

Current Firm

FUND ADVISORS OF AMERICA INC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FUND ADVISORS OF AMERICA INC

TRUST BUT VERIFY

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