Eric J. Bruskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Joel Bruskin was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1987. Eric had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2011 - May 28, 2021
JEFF SPROWLES AND ASSOCIATES, LLC
July 2, 1996 - December 9, 1998
DEUTSCHE BANK SECURITIES INC.
January 19, 1995 - February 7, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
June 25, 1987 - January 4, 1995
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
JEFF SPROWLES AND ASSOCIATES, LLC
CRD#: 141460 / SEC#:
Contact information
Red Flags
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