David E. Prunier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Edward Prunier, who also goes by David E Prunier, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - August 14, 2017
CONSTANS CRESCENT GLOBAL LLC
July 10, 2012 - September 30, 2013
BCP SECURITIES, INC.
December 15, 2011 - November 6, 2012
GREENWICH ENERGY CAPITAL ADVISORS
July 11, 2011 - November 12, 2012
BMI CAPITAL INTERNATIONAL LLC
January 4, 2011 - November 9, 2012
LCT CAPITAL, LLC
October 13, 2010 - May 1, 2024
KARBONE CAPITAL MARKETS, LLC
October 30, 2009 - December 31, 2009
MAX INTERNATIONAL BROKER/DEALER CORP.
November 21, 2002 - June 8, 2007
EX24, INC.
July 17, 2001 - March 25, 2003
KUHNS BROTHERS SECURITIES CORPORATION
July 15, 1994 - July 24, 2001
GREENWICH PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CONSTANS CRESCENT GLOBAL LLC
CRD#: 134848 / SEC#: , 8-66863
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
