Leslie N. Bocskor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Neil Bocskor was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1987. Leslie had worked at 10 firms and has passed the Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2011 - September 20, 2012
NETWORK 1 FINANCIAL SECURITIES INC.
February 27, 1999 - October 15, 1999
COLEMAN & COMPANY SECURITIES, INC.
February 9, 1998 - October 2, 1998
W.J. NOLAN & COMPANY, INC.
March 1, 1997 - December 31, 1997
NETWORK 1 FINANCIAL SECURITIES INC.
November 15, 1996 - January 2, 1997
R. F. LAFFERTY & CO., INC.
May 15, 1995 - August 23, 1996
GRUNTAL & CO., L.L.C.
June 15, 1994 - April 25, 1995
JANNEY MONTGOMERY SCOTT LLC
March 7, 1994 - June 13, 1994
LADENBURG THALMANN & CO. INC.
May 25, 1989 - December 6, 1989
COMMONWEALTH ASSOCIATES
July 18, 1988 - May 3, 1989
J. T. MORAN & CO., INC.
July 21, 1987 - August 19, 1987
RANDOLPH BROWN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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