Ernest L. Beckwith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ernest Lynn Beckwith was a registered financial professional .
Ernest is a previously registered financial professional and started their career in finance in 1969. Ernest had worked at 8 firms and has passed the Series 65, Series 63, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - November 17, 2018
BECKWITH INVESTMENT MANAGEMENT
October 27, 1994 - October 13, 1995
STIFEL INDEPENDENT ADVISORS, LLC
July 22, 1992 - September 28, 1994
KEYBANC CAPITAL MARKETS INC.
September 4, 1990 - June 24, 1992
WELLS FARGO CLEARING SERVICES, LLC
January 2, 1990 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
May 14, 1988 - January 15, 1990
LEHMAN BROTHERS INC.
March 12, 1974 - May 14, 1988
E. F. HUTTON & COMPANY INC
December 15, 1969 - March 18, 1974
WATLING, LERCHEN & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 12/4/1969
Registered Representative ExaminationCurrent Firm
BECKWITH INVESTMENT MANAGEMENT
CRD#: 124230 / SEC#:
Contact information
Red Flags
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