G R. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
G R Young, who also goes by Gr Young, was a registered financial professional .
G is a previously registered financial professional and started their career in finance in 1987. G had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2012 - January 27, 2015
AVANTAX ADVISORY SERVICES
June 12, 2012 - February 1, 2022
AVANTAX INVESTMENT SERVICES, INC.
April 1, 2008 - June 1, 2012
CUSO FINANCIAL SERVICES, L.P.
April 1, 2008 - June 1, 2012
CUSO FINANCIAL SERVICES, L.P.
March 10, 2005 - April 1, 2008
CUNA BROKERAGE SERVICES, INC.
January 1, 1991 - April 1, 2008
CUNA BROKERAGE SERVICES, INC.
September 21, 1990 - January 9, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 21, 1990 - January 9, 1991
SIGNATOR INVESTORS, INC.
March 13, 1990 - September 17, 1990
MONARCH SECURITIES, INC.
November 20, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - March 7, 1990
OSAIC WEALTH, INC.
February 17, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 29, 1987 - January 30, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
