John B. Marsala
Professional summary
John Baptist Marsala was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, John had worked at 1 firm, which includes DOUGLAS STEWART INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 1988 - September 9, 1989
DOUGLAS STEWART INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/24/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
DOUGLAS STEWART INCORPORATED
CRD#: 228 / SEC#: , 8-27574
Contact information
Documents
Red Flags
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