Dennis V. Dowden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Vincent Dowden was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1987. Dennis had worked at 6 firms and has passed the Series 63, SIE, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2008 - July 8, 2015
MUZINICH CAPITAL LLC
September 24, 2001 - February 13, 2006
MUZINICH & CO., INC.
May 10, 1999 - April 4, 2001
ABN AMRO INCORPORATED
August 5, 1991 - April 19, 1999
PRUDENTIAL EQUITY GROUP, LLC
June 12, 1989 - August 20, 1990
CITIGROUP GLOBAL MARKETS INC.
May 21, 1987 - June 10, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MUZINICH CAPITAL LLC
CRD#: 146017 / SEC#: , 8-67832
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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