Christopher R. Gaffney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Ronald Gaffney was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2012 - February 22, 2018
EVERBANK WEALTH MANAGEMENT
January 5, 2006 - October 8, 2018
EVERTRADE DIRECT BROKERAGE, INC.
November 26, 1997 - June 15, 1998
MERCANTILE INVESTMENT SERVICES, INC.
June 21, 1990 - March 31, 1994
MARK TWAIN BROKERAGE SERVICES, INC.
July 13, 1987 - September 14, 1989
EISENBERG CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
EVERBANK WEALTH MANAGEMENT
CRD#: 154237 / SEC#: 801-71589
Contact information
Red Flags
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