Michael W. Fields
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Wilson Fields, who also goes by Michael Fields, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1988 - June 15, 2016
AMERICAN BEACON ADVISORS, INC.
Primary Firm SEC Registration
AMERICAN BEACON ADVISORS, INC.
CRD#: 105552 / SEC#: 801-29198
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/25/1987
Non-Member General Securities ExaminationCurrent Firm
AMERICAN BEACON ADVISORS, INC.
CRD#: 105552 / SEC#: 801-29198
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 58,789,969,013 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
