Marjorie B. Krause
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marjorie Bautista Krause, CFP®, who also goes by Margie Krause, was a registered financial professional .
Marjorie is a previously registered financial professional and started their career in finance in 1988. Marjorie had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
February 6, 2023 - June 20, 2023
LAKERIDGE WEALTH MANAGEMENT LLC
November 9, 1999 - February 7, 2023
CETERA WEALTH SERVICES, LLC
May 15, 1990 - February 7, 2023
CETERA WEALTH SERVICES, LLC
February 2, 1988 - June 5, 1990
MID-OHIO SECURITIES CORP
Primary Firm SEC Registration
LAKERIDGE WEALTH MANAGEMENT LLC
CRD#: 314071 / SEC#: 801-121373
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKERIDGE WEALTH MANAGEMENT LLC
CRD#: 314071 / SEC#: 801-121373
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,706 |
| AUM (Assets Under Management) | $ 805,361,469 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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