Marjorie B. Krause

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CRD#: 1653766

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marjorie Bautista Krause, CFP®, who also goes by Margie Krause, was a registered financial professional .

Marjorie is a previously registered financial professional and started their career in finance in 1988. Marjorie had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Margie Krause

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 10/06/2006, 1HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE; 2. KRAUSE FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, S CORP - PAYING FOR BUSINESS EXPENSES & TAXES ONLY, START 1992, 2HRS/WK (NON-TRADING HOURS), OWNER - PAYROLL, ACCOUNTS RECEIVABLE & PAYABLE;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Past

February 6, 2023 - June 20, 2023

LAKERIDGE WEALTH MANAGEMENT LLC

RIA

CRD#: 314071

Amherst, OH

Past

November 9, 1999 - February 7, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

AMHERST, OH

Past

May 15, 1990 - February 7, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

AMHERST, OH

Past

February 2, 1988 - June 5, 1990

MID-OHIO SECURITIES CORP

CRD#: 6634

ELYRIA, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKERIDGE WEALTH MANAGEMENT LLC

CRD#: 314071 / SEC#: 801-121373

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/28/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Current Firm

LAKERIDGE WEALTH MANAGEMENT LLC

CRD#: 314071 / SEC#: 801-121373

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

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Contact information

Main Address

7470 Center St, Mentor, OH 44060

Mailing Address

Phone number

(440) 510-1901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAKERIDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (10/14/2025)

Regulatory assets under management

Total Number of Accounts	2,542
AUM (Assets Under Management)	$ 700,523,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marjorie B. Krause

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LAKERIDGE WEALTH MANAGEMENT LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

MID-OHIO SECURITIES CORP

Primary Firm SEC Registration

LAKERIDGE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/28/1993

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1988

Current Firm

LAKERIDGE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAKERIDGE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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