Kevin T. Robik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin T Robik, who also goes by Kevin Thomas Robik, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 5 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 3, Series 15, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2013 - June 8, 2023
CRITICAL TRADING, LLC
November 19, 2009 - November 2, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 13, 1991 - February 11, 2005
J.P. MORGAN SECURITIES LLC
December 20, 1988 - January 13, 1990
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 20, 1987 - November 16, 1988
MANAGER ADVISORY GROUP INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/23/2010
Limited Representative-Equity Trader ExamSeries 15
Date: 7/29/1988
Foreign Currency Options ExaminationCurrent Firm
CRITICAL TRADING, LLC
CRD#: 165071 / SEC#: , 8-69144
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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