Bertrum S. Beckoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bertrum Sorrel Beckoff, who also goes by Bertram S Beckoff, was a registered financial professional .
Bertrum is a previously registered financial professional and started their career in finance in 1970. Bertrum had worked at 8 firms and has passed the Series 63, Series 1, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 1977 - March 19, 1999
ARGUS SECURITIES, INC.
February 6, 1975 - June 9, 1977
FIRST FLORIDA SECURITIES, INC.
November 15, 1974 - May 19, 1976
HIMCO DISTRIBUTION SERVICES COMPANY
September 10, 1974 - March 1, 1975
FIRST EQUITY CORPORATION OF FLORIDA
April 16, 1974 - October 9, 1974
CORNERSTONE FINANCIAL SERVICES, INC.
March 14, 1973 - May 17, 1974
A. G. EDWARDS & SONS, INC.
December 7, 1971 - April 15, 1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
June 1, 1970 - January 2, 1972
W. E. HUTTON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/3/1967
Registered Representative ExaminationF04
Date: 1/19/1977
Financial Principal ExaminationSeries 40
Date: 12/22/1976
Registered Principal ExaminationCurrent Firm
ARGUS SECURITIES, INC.
CRD#: 7400 / SEC#: , 8-21621
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 2 |
Red Flags
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